Stephen Hawbaker

Chief Financial Officer, Chief Compliance Officer

Mr. Hawbaker manages all finance, accounting, and tax matters, as well as risk management for Allegheny Financial Group and Allegheny Investments. He also serves as the Chief Compliance Officer and oversees facilities management for the firm.

Why did you choose your profession or area of expertise?

I chose my profession because serving as CFO and CCO gives me the opportunity to contribute to all areas of the business and work with people at all levels of the firm.

What aspects of your role do you find most rewarding, and why?

I find the challenges of working at a dynamic, independent firm most rewarding.

How does your team support our financial advisors and the clients they serve?

While the accounting, compliance, and finance teams do not have the opportunity to work directly with our firm’s clients, we support our advisors as they deliver the valuable services our firm provides.

What does a typical workday look like for you at Allegheny?

In my position, there is no such thing as a typical workday. My to-do list often changes as issues arise that need to be addressed. However, I do have the opportunity to meet daily with all of our staff.

What qualities do you believe are most important in an effective leader?

I believe an effective leader should lead with integrity and be consistent, patient, and collaborative.

How do you like to spend time outside of the office?

Outside of the office, I enjoy spending time with my six grandsons and stay active through strength training, running, and yoga so that I can handle them. I also enjoy music and perform in a jazz combo and a symphonic band.

What causes or community organizations are important to you?

Community service has always been important to me. Recently, I served for 12 years as a member of the Pine-Richland School Board and served 8 years on the board of Bridge of Hope addressing family homelessness.

Who is one of your heroes, and why do you admire them?

My parents are among my heroes for the values and character they instilled in me. I also admire Roberto Clemente as a professional athlete who used his platform to support others. Finally, I respect Chuck Mangione for his music and humility. Few musicians express such genuine emotion through their work.

Professional Experience

Professional Designations & Credentials

Education

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