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  • Stone Quarry Crossing 811 Camp Horne Road, Suite 100
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Policies and Disclosures

Business Continuity Plan

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operation assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees and regulators; alternate physical location of employees; critical supplier, contractor bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Our clearing firm, National Financial Services, backs up our important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our clearing firm that its objective is to restore its own operation and be able to complete existing transactions and accept new transactions and payments within 72 hours. Your orders and request for funds and securities could be delayed during this period.

If You Are Concerned

If you have any concerns about your accounts or investments, or suggestions on how we may better serve you, please contact us at 412-367-3880 or 800-899-3880 or by email at comments@alleghenyfinancial.com.

Questions About Education Planning?

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Policies and Disclosures

 

FACTS

WHAT DOES ALLEGHENY FINANCIAL GROUP and ALLEGHENY INVESTMENTS (“ALLEGHENY”) DO WITH YOUR FINANCIAL INFORMATION?

Why?

Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets
  • Transaction history

How?

All financial companies need to share customers’ personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Allegheny chooses to share; and whether you can limit this sharing.  When you are no longer our customer, we continue to share your information as described in this notice.

Reasons we can share your personal information:

Does Allegheny share your personal information?

Can you limit this sharing of personal information?

For our everyday business purposes –

such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For internal marketing purposes – to offer products and Allegheny financial services to you

Yes

No

For joint marketing with other financial companies

No

Not Applicable

For our affiliates’ everyday business purposes –

information about your transactions and experiences

No

Not Applicable

For our affiliates’ everyday business purposes –

information about your creditworthiness

No

Not Applicable

For our affiliates to market to you

No

Not Applicable

For nonaffiliates to market to you

No

Not Applicable

Who we are

Who is providing this notice?

Allegheny Financial Group and Allegheny Investments

What we do

How does Allegheny protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.

How does Allegheny collect my personal information?

We collect your personal information, for example, when you:

  • Open an account
  • Deposit money
  • Seek advice about your investments
  • Enter into an investment advisory contract
  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.

Definitions

Affiliates

Companies related by common ownership and control. They can be financial and non-financial companies. Our affiliates are:

  • Allegheny Investments
  • Allegheny Financial Group

Non-affiliates

Companies not related by common ownership and control. They can be financial or non-financial companies.

  • We do not share with non-affiliates so that they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do engage in joint marketing with non-affiliates.

Other Important Information

If you are a California resident, California law may provide you with additional rights.  To learn more about these rights, please access the California Consumer Privacy Act (CCPA) at https://www.oag.ca.gov/privacy/ccpa.

 

We at Allegheny recognize and respect the sensitive nature of information collected over the World Wide Web and the right of consumers to protect it. It is for this reason that we disclose and abide by this statement.

Information Collection and Use

We use cookies and similar technologies to understand how visitors use our website, improve site performance, and support our digital advertising efforts. These technologies may collect information such as your IP address, browser type, device information, pages visited, and the date and time of your visit. This data helps us evaluate website activity, measure the effectiveness of our communications, and deliver relevant advertisements on external platforms.

This information is used in an anonymous or pseudonymous form and does not include your financial information or other sensitive personal data. Visitors may manage their cookie preferences through our website’s cookie consent banner or through their browser settings.

Cookies

Our website uses cookies and similar technologies to support essential site functionality, improve navigation, and help us understand how visitors interact with our content. These technologies may collect information such as your browser type, device information, pages viewed, and the date and time of your visit. This information helps us analyze website performance, enhance the user experience, and support our digital advertising efforts on external platforms.

These cookies do not collect or store your financial information or other sensitive personal data, and they do not track any activity that takes place within third-party account logins or client portals that exist outside of our domain.

Visitors may manage or adjust their cookie preferences at any time through our website’s cookie consent banner or through their browser settings. Please note that disabling certain types of cookies may affect the performance or functionality of the site.

Disclosure of Information

Allegheny describes its practices for handling information concerning its customers in the above Privacy Notice. 

We may share certain aggregated, anonymous demographic and statistical information for our website visitors with state and federal agencies to comply with regulatory requirements. None of this information contains information that would identify you and connect you to your non-public personal information.

We may also, from time to time, use the information we collect to notify you of changes to our services, announce new services, and inform you of special offers we believe you might find valuable.

We do not share any user information with any other parties, including advertisers.

Opting Out

Visitors may choose to limit the information collected during their visit to our website. You can manage or decline the use of non-essential cookies—including those used for analytics and digital advertising—through our website’s cookie consent banner or by adjusting your browser settings. Disabling certain cookies may affect the functionality or performance of the site.

If you prefer not to provide personal information through website forms, you may choose not to submit those forms. This will not affect your ability to browse most areas of our website.

If you would like to request that we update or remove personal information that you have voluntarily provided to us, you may contact us by email at compliance@alleghenyfinancial.com or by mail at:

Allegheny Financial Group
Attn: Compliance
811 Camp Horne Road, Suite 100
Pittsburgh, PA 15237

Please do not include passwords or other sensitive information in email communications.

Accessing, Correcting, and Updating Information

You have the right to access, review, and correct your personal information collected by us. You may do so by sending an email to advisorservices@alleghenyfinancial.com. Please be sure to include your name, address, and email address on the form.

Changes to Website Privacy Statement

This Website Privacy Statement outlines our current practices regarding privacy practices related to our website. We reserve the right, at our discretion, to change, modify, or alter all or portions of this statement at any time. If our practices change materially in the future, we will post an updated statement on our website, ensuring you have the latest information on our data collection and use procedures. This Website Privacy Statement was last updated on
December 10, 2025.

Questions, Comments, Concerns

You may contact us with respect to any questions, comments or concerns regarding our Website Privacy Statement at compliance@alleghenyfinancial.com. 

PLEASE NOTE THAT WE ARE NOT RESPONSIBLE FOR THE CONTENT OR PRIVACY PRACTICES OF OTHER WEBSITES TO WHICH OUR WEBSITE MAY LINK.

Your Acceptance of These Terms

By using this site, you signify your assent to our Website Privacy Statement. If you do not agree to this Website Privacy Statement, please do not use our site.

Allegheny Financial Group & Allegheny Investments (Allegheny) is committed to protecting your personal information. By subscribing to our SMS alerts, you consent to the following:

Data Collection: We collect your phone number and name to send information regarding your account(s).

Data Usage: Typically, the types of messages are meeting updates, appointment reminders, and to provide general information regarding your account(s).

Message Security: All incoming and outgoing SMS messages are sent through secure channels to ensure they reach the intended recipients safely. We take necessary steps to protect the security and integrity of our communication systems.

Message Retention and Usage: Your information is retained as required by financial regulations. After this period, your messages are securely deleted.

Opt-Out: To opt out of SMS alerts, reply STOP to any message or contact us at 800-899-3880 or by email at compliance@alleghenyfinancial.com. We will remove your information from our messaging list within 24 hours.

Non-Sharing Clause: SMS Consent and phone numbers will not be shared with third parties for the purpose of SMS. Your data is used only for secure messaging through our SMS provider.

Changes to SMS Policy: This SMS policy sets forth our current practices and procedures with respect to privacy. We reserve the right, at our discretion, to change, modify or alter all or portions of this policy at any time. If our policy changes in the future, the updated policy will be posted here so that you will have the latest information on our data collection and use procedures.

CRS - Customer Relationship Summary
Allegheny Financial Group ADV Brochure (INCL. WRAP)
Allegheny Investments ADV Brochure (INCL. WRAP)

Industry Links:

Certified Financial Planner Board of Standards

U.S. Securities and Exchange Commission (SEC)

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