Sherree A. Richards is a Compliance Officer with Allegheny Financial Group where she provides direct support to the Chief Compliance Officers in the areas of developing, maintaining and revising policies and procedures, monitors compliance with and conducts reviews of the current compliance program to ensure compliance with regulations and coordinates regulatory examinations and inquiries.
02Operations Professional, Series 99
03Pennsylvania Life & Health Insurance License
01Compliance Officer with Allegheny Financial Group and Allegheny Investments, 2007-present
02Insurance Specialist with Allegheny Financial Group, 2004-2007
03Insurance Agency Specialist with State Farm Insurance, 2000-2004
04Insurance Agency Specialist and Catastrophe Claim Specialist with Allstate, 1996-2000
01President, Greater Pittsburgh Compliance Roundtable