Sherree Richards, Compliance Officer

Sherree A. Richards is a Compliance Officer with Allegheny Financial Group where she provides direct support to the Chief Compliance Officers in the areas of developing, maintaining and revising policies and procedures, monitors compliance with and conducts reviews of the current compliance program to ensure compliance with regulations and coordinates regulatory examinations and inquiries.

Education & Professional Credentials

  • 01

    Westminster College
  • 02

    Operations Professional, Series 99
  • 03

    Pennsylvania Life & Health Insurance License

Professional Experience

  • 01

    Compliance Officer with Allegheny Financial Group and Allegheny Investments, 2007-present
  • 02

    Insurance Specialist with Allegheny Financial Group, 2004-2007
  • 03

    Insurance Agency Specialist with State Farm Insurance, 2000-2004
  • 04

    Insurance Agency Specialist and Catastrophe Claim Specialist with Allstate, 1996-2000

Professional Activities

  • 01

    President, Greater Pittsburgh Compliance Roundtable